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Corrective Action Report 020

A M Water Services Limited

QEHS/NCR Ref: OBS-IA202515-01
Date: 03/10/2025
CAR ID: CAR-2025-020 Document Number: FORM_CAR001 Rev 1 ID 01/09/2025

Process/Area/Department: Legal Compliance / Review Frequency
Requirement/Clause No.(s): ISO 14001/45001:2015 - Clause 6.1.3
Type: ☑ Internal Audit ☐ Client Audit ☐ Inspection ☐ Complaint ☐ Sub-contractor ☐ Certification Review

Details of Nonconformity

Statement of Nonconformity: OBSERVATION: Legal register updates bi-annually. Given rapidly evolving water industry landscape, quarterly reviews for high-priority areas may capture interim changes more effectively.

Planned Actions

Containment Action(s), including correction, with supporting completion date(s):

  1. Identify high-priority regulatory areas (30/11/2025)
  2. Implement quarterly scanning for these areas (From Q1 2026)
  3. Maintain bi-annual full review

Root Cause

Primary Cause: Standard review frequency applied across all regulatory areas  Contributing Factors: Resource constraints for more frequent comprehensive reviews

Proposed Corrective Action

  1. Quarterly updates for critical areas (water quality, environmental).
  2. Bi-annual comprehensive review maintained.
  3. Subscribe to regulatory alerts.

Verification

  1. [ ] Evidence of quarterly updates completed.
  2. [ ] No regulatory changes missed between reviews.

Recommendations

  1. Regulatory horizon scanning
  2. Industry association updates
  3. Legal bulletin subscriptions

Feedback & Acknowledgments

HSQE Consultant to coordinate enhanced monitoring.

Corrective Action Report Prepared By

CAR Prepared By Signature Position Date
Sean Ashton S. Ashton HSQE Consultant 03/10/2025
CAR Reviewed By Signature Position Date
Aaron Mason A. Mason Director 03/10/2025

Corrective Action Close Out

Target Completion: 31/12/2025

Corrective Action Completed Signature Position Date
Actioned by
Verification By

Status: OPEN